A form of compensation paid to a broker using program trading that is based on commissions gained from bidding brokerage houses.
Related information about agency basis:
- Agency basis definition and meaning - Define Agency basis
Agency basis definition - What does Agency basis mean? The sale of securities by a broker acting as an agent for others and charging customers a commission ...
- Agency Basis - Financial Dictionary - The Free Dictionary
A means of compensating the broker of a program trade solely on the basis of commission established through bids submitted by various brokerage firms.
- What is agency basis? definition and meaning
Definition of agency basis: A form of compensation paid to a broker using program trading that is based on commissions gained from bidding brokerage houses.
- Agency basis Definition - NASDAQ.com
Agency basis: read the definition of Agency basis and 8000+ other financial and investing terms in the NASDAQ.com Financial Glossary.
- FINRA Guidance on OATS Reporting Obligations When Handling ...
FINRA is issuing this OATS Report to further describe members' OATS reporting obligations when handling orders on an agency basis. This Report supersedes ...
- What is principal basis? definition and meaning
... (systemic risk) as principals. The dealer(s) then may sell the securities their customers at a markup or markdown, as the case may be. See also agency basis.
- Agency basis - Financial Definition
Financial Definition of Agency basis and related terms: A means of compensating the broker of a program trade solely on the basis of commission establishe...
- 01-85 Guidance on Compensation and Mixed Capacity
Individual reports can be submitted for each order executed on an agency basis ( i.e., two ACT Regulatory Reports of 5,000 shares each), or all orders executed ...