Direct trading through retirement plans that allows account holders more control over their trading. A brokerage window allows individuals to trade listed stocks, exchange-traded funds, and mutual funds. This potentially increases the return, but also increases the risk.
Related information about brokerage window:
- Brokerage Window Definition | Investopedia
The ability to direct trading within a brokerage's offering through a retirement plan such as a 401(k). As opposed to being limited to the investment options within ...
- DOL Backs Off Controversial Brokerage Window Plan
Jul 31, 2012 ... EBSA backed off on its controversial fiduciary requirements involving brokerage windows under its fee-disclosure rule 408(b)(2) that had the ...
- Jumping Out The 401(k) Brokerage Window - Forbes
Sep 6, 2012 ... As employers limit 401(k) fund choices, more sophisticated investors are finding a way out. ETFs, anyone?
- Brokerage Window - Financial Dictionary - The Free Dictionary
The ability for an account holder to have control over at least some of the investments made on his/her IRA or 401(k). That is, either the account holder or a ...
- The Self Directed Brokerage Account Option in 401k Plans ...
The agency said that plan fiduciaries, however, still have a duty of prudence and loyalty to participants who use the brokerage window — including taking into ...
- DOL does turnaround, backs off controversial brokerage window ...
Jul 30, 2012 ... In a surprise move, the Department of Labor backed off an earlier provision that tightened the standards governing brokerage account windows ...
- 401(k) Plan Brokerage Windows Get a Reprieve
Aug 2, 2012 ... Moreover, if their plan offers a brokerage window, plan sponsors should be ... A brokerage window is a trading platform that allows individual ...
- Labor Department drops brokerage window provisions - Pensions ...
Jul 30, 2012 ... The Department of Labor on Monday clarified plan fiduciaries' responsibilities for brokerage windows in 401(k)s, dropping earlier wording that ...