A department within the SEC which regulates brokers and brokerage firms.
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Apr 10, 2012 ... Responses to these frequently asked questions were prepared by and represent the views of the staff of the Division of Market Regulation ...
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The Division of Market Regulation is a department within the United States Securities...
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Definition of Division of Market Regulation: A department within the SEC which regulates brokers and brokerage firms.
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Division of Market Regulation, which maintains the standards that regulate the stock markets. Division of Investment Management, which regulates investment ...