Exchange Currency

federal covered advisor

An advisor managing at least $25 million in other people's funds. These advisors are required to meet specific regulations of individual states as well as file annually with the Securities Exchange Commission to ensure that all information is accurate and up-to-date.

Related information about federal covered advisor:
  1. Federal Covered Advisor Definition | Investopedia
    An investment advisor in the United States that manages more than $25 million in assets for other investors or who is providing services in 30 or more states.
     
  2. What is federal covered advisor? definition and meaning
    Definition of federal covered advisor: An advisor managing at least $25 million in other people's funds. These advisors are required to meet specific regulations ...
     
  3. Federal Covered Advisor: Definition from Answers.com
    Federal Covered Advisor An investment advisor that manages over $25 million in assets for other investors.
     
  4. Federal Covered Advisor - Financial Dictionary - The Free Dictionary
    In the United States, an investment manager who manages more than $25 million of other people's money. They are required to register with the SEC annually ...
     
  5. Federal Covered Advisors
    Federal Covered Advisors. Who's that hot chick over there in the sunglasses looking so free-and-easy? Her, oh, she's a federal covered advisor. Wow, quick, tell ...
     
  6. Investment Adviser Representatives of Federal Covered Advisers ...
    So, yes, you have to register with the state if you are an investment adviser representative at a federal covered advisor. Whoa, that title's a bellyful. There's no ...
     
  7. Investment Advisor & Representative Registration Instructions
    requires every person transacting business in Virginia as a federal covered advisor to file notice. 21 VAC 5-80-10 E External Link logo requires a federally ...
     
  8. LIS > Code of Virginia > 13.1-501
    "Federal covered advisor" means any person who is registered or required to be registered under § 203 of the Investment Advisers Act of 1940 as an "investment ...