The federal law that identifies investment advisors and their requirements. The act is interpreted and imposed by the Securities Exchange Commission (SEC). Advisors are required to register with the SEC and follow the rules of this act, unless they are exempt. Also called Advisers Act.
Related information about Investment Advisors Act of 1940:
- Investment Advisers Act of 1940 - Wikipedia, the free encyclopedia
The Investment Advisers Act of 1940, codified at 15 U.S.C. § 80b-1 through 15 U.S.C. § 80b-21, is a United States federal law that was created to regulate the ...
- Investment Advisers Act of 1940 - Securities and Exchange ...
INVESTMENT ADVISERS ACT OF 1940. [AS AMENDED THROUGH P.L. 112-90, APPROVED JANUARY 3, 2012]. TABLE OF CONTENTS. Sec. 201. Findings.
- Investment Advisors Act of 1940 Definition | Investopedia
The federal law enforced and interpreted by the Securities and Exchange Commission (SEC) that governs investment advisors.
- Investment Advisors Act of 1940 - Investopedia
Investopedia's Series 6 online Study Guide. This section defines investment advisor, IA 1092 and Investment Advisor Representatives.
- Investment Advisors Act of 1940 financial definition of Investment ...
Legislation in the United States defining an investment adviser as a person who provides professional advice on how to manage investments or makes ...
- Investment Advisors Act of 1940 - What does IAA stand for ...
Acronym, Definition. IAA, Internationale Automobil-Ausstellung (German automobile show). IAA, International Advertising Association. IAA, Israel Antiquities ...
- What is Investment Advisors Act of 1940? definition and meaning
Definition of Investment Advisors Act of 1940: The federal law that identifies investment advisors and their requirements. The act is interpreted and imposed by ...
- Hedge Fund Compliance - SEC Investment Advisors Act of 1940
Athena Archiver. TM www.athenaarchiver.com. Hedge Funds. Hedge Funds (IA 1940). The U.S. Securities and Exchange Commission (SEC) has recently ...