Exchange Currency

Know Your Customer

A guideline stated or implied by various securities regulatory bodies which requires that brokers determine the suitability of investments for customers before making recommendations. also called Rule 405 or Suitability Rules.

Related information about Know Your Customer:
  1. Know your customer - Wikipedia, the free encyclopedia
    Know Your Customer (KYC) refers to due diligence activities that financial institutions and other regulated companies must perform to ascertain relevant ...
     
  2. U. S. Bureau of Industry and Security - Know Your Customer Guidance
    Know Your Customer Guidance. Certain provisions in the Export Administration Regulations (EAR) require an exporter to submit an individual validated license ...
     
  3. To Succeed as an Entrepreneur, Know Your Customer - Forbes
    Jun 14, 2012 ... Knowing and understanding targeted customers is the overarching rule of exceptional companies. Award-winning business builders know their ...
     
  4. Know Your Customer
    Providing an overview of the tools available to assist banks and financial institutions with ensuring that they know the source of wealth and background of ...
     
  5. Know your customer: Global anti-money laundering measures: PwC
    PwC's comparative study of anti-money laundering and.
     
  6. 66 Things You Should Know About Your Customer | Inc.com
    But that doesn't mean you know your customer because the company isn't your customer. There's a person in that company who makes decisions about how the ...
     
  7. Screening Solutions | Thomson Reuters Accelus
    Thomson Reuters' approach to addressing screening, anti-money laundering ( AML) and Know Your Customer (KYC) requirements is unique and trusted across ...
     
  8. Net worth information must under 'Know Your Customer' norms - The ...
    1 day ago ... Investors who are buying mutual fund units for the first time in a scheme but have completed 'Know Your Customer' (KYC) procedure before ...