A leading self-regulatory organization (SRO) charged with investigating and overseeing compliance with a particular legal issue. For example, the New York Stock Exchange may take the lead in investigating cases related to fraud while the NASDAQ may be in charge of investigating cases related to corporate governance. Details of an investigation case are reported to other SROs, and then a government oversight committee (for example, the SEC).
Related information about lead regulator:
- What is lead regulator? definition and meaning
Definition of lead regulator: A leading self-regulatory organization (SRO) charged with investigating and overseeing compliance with a particular legal issue.
- Lead Regulator: Definition from Answers.com
leading self-regulatory organization (SRO) taking responsibility for investigation of a particular section of the law and all the cases that pertain to.
- Lead Regulator Policy for Cleanup Activities at Federal Facilities on ...
Lead Regulator Policy for Cleanup Activities at Federal Facilities on the National ... Examples of the lead regulator policy at work are provided in Attachment I.
- Peter Fleischer: Privacy...?: It's time for a "lead regulator" in Europe
Aug 16, 2012 ... For many years, I have advocated for the concept of a "lead regulator" in Europe. It makes a lot of sense for one country's regulator to take the ...
- Lead Regulator - Financial Dictionary - The Free Dictionary
A leading self-regulatory organization that over sees compliance with a particular section of the law, such as the NYSE, ASE, or NASDAQ.
- lead rail definition of lead rail in the Free Online Encyclopedia.
Lead Refinement List · Lead regulator · Lead Regulators · Lead Replacement Petrol · lead resinate · Lead Response Management · Lead Responsible Engineer ...
- Lead regulator Definition - NASDAQ.com
Lead regulator: read the definition of Lead regulator and 8000+ other financial and investing terms in the NASDAQ.com Financial Glossary.
- New regulator given lead role | South China Morning Post
Under the new proposal announced yesterday, the government will let the new Insurance Authority be the lead regulator for the more than 70,000 insurance ...