A broker/dealer in which at least one of the general partners (if a partnership) or officers (if a corporation) is a member of an exchange, a self-regulatory organization, or a clearing corporation. also called member corporation if the firm is a corporation. opposite of nonmember firm.
Related information about member firm:
- Member Firm Definition | Investopedia
A broker-dealer in which at least one of the principal officers is a member of either the New York Stock Exchange (NYSE), another major stock exchange, ...
- What is member firm? definition and meaning
Definition of member firm: A broker/dealer in which at least one of the general partners (if a partnership) or officers (if a corporation) is a member of an exchange, ...
- Member firm
Each member firm is independent. Each is a separate legal, financial and administrative entity, practising under the laws of the country where it is based. Each is ...
- List of Members - # - FINRA
Nov 5, 2012 ... FINRA list of members grouped in alphabetical order.
- member firm: Definition from Answers.com
member firm n. A securities firm with officers or partners who are members of an organized exchange.
- member firm - The Free Dictionary
member firm. n. A securities firm with officers or partners who are members of an organized exchange. Want to thank TFD for its existence? Tell a friend about us, ...
- RSM International - What are member firms and correspondent firms
Each member firm and correspondent firm is independent and is responsible for its own ... A member firm agrees to meet a number of high standards set by the ...
- CBOE - DEPARTMENT OF MEMBER FIRM REGULATION
The Department of Member Firm Regulation (the "Department") is responsible for enforcing the financial, margin, and books and records requirements of the ...