The SEC's requirement that member firms and non-member securities broker/dealers maintain a ratio of indebtedness to liquid capital that does not exceed 15:1.
Related information about net capital requirement:
- Net Capital Requirements For Brokers Or Dealers - finra
capital of not less than its own net capital requirement plus the sum of each ... The net capital requirement is increased by one percent of accrued liabilities that ...
- Net capital requirement - Financial Dictionary - The Free Dictionary
SEC requirement that member firms and nonmember securities broker-dealers maintain a maximum ratio of indebtedness to liquid capital of 15 to 1.
- Net capital rule - Wikipedia, the free encyclopedia
At no time did the SEC impose a net capital requirement on the holding company .... First, the $250,000 absolute minimum net capital requirement under the ...
- What is net capital requirement? definition and meaning
Definition of net capital requirement: The SEC's requirement that member firms and non-member securities broker/dealers maintain a ratio of indebtedness to ...
- Net Capital Requirement: Definition from Answers.com
Securities and Exchange Commission requirement that member firms as well as nonmember brokerdealers in securities maintain a maximum ratio of ...
- net capital requirement - Invest Definition
net capital requirement definition: The minimal ratio of cash and assets readily convertible to cash ... The net capital requirement is set and monitored by the SEC.
- Description of Report Data Fields - CFTC
Adjusted Net Capital: This is the amount of regulatory capital available to meet the FCM's minimum net capital requirement. The classification of assets and ...
- Financial Requirements for FCMs and RFEDs
FCMs and RFEDs are required to maintain at all times Adjusted Net Capital greater than the minimum net capital requirement for that FCM or RFED. Adjusted ...