A Federal Reserve Board regulation that limits the amount of credit a bank can extend to customers for buying on margin.
Related information about Regulation U:
- FRB: Regulation U: Compliance Guide
Oct 4, 2011 ... Regulation U sets out certain requirements for lenders, other than securities brokers and dealers, who extend credit secured by margin stock.
- What is Regulation U?
Jul 1, 2012 ... Here's the part that you need to know about: Regulation U specifies the amount a bank or other lender can loan to its customers for the ...
- Regulation U Definition | Investopedia
The Federal Reserve Board regulation that governs loans by banks for the purchase of securities on margin. Regulation U limits the amount of leverage a bank ...
- Law Firm Of Pepper Hamilton LLP | Regulation U: What Is It All About?
Mar 8, 2005 ... Clients seem to have many questions about Regulation U, which is issued by the Federal Reserve Board (FRB). Below is a summary of the ...
- Regulation U - Office of the Comptroller of the Currency
This Handbook Section briefly describes Regulation U requirements and offers guidelines to you as the regulator in determining compliance with Regulation U.
- OCC: Margin Loans (Regulation U)
A margin loan is a loan from a broker to a client that functions as a margin account. The client may use the funds for any purpose and usually secures the loan ...
- Understanding-Regulation-U.pdf - Haynes and Boone, LLP
Mar 21, 2012 ... The general purpose of Regulation U is to regulate extensions of ... Regulation T applies to broker-dealers (Regulation U applies to all other ...
- Regulation U — Credit by Banks and Persons other than Brokers or ...
Regulation U — Credit by Banks and Persons other than Brokers or Dealers for the Purpose of Purchasing or Carrying Margin Stock.