Exchange Currency

restricted list

A list of persons affiliated with an investment bank involvement on non-public activities including mergers and acquisitions, and underwriting activities. A person placed on a restricted list is prevented from maintaining a position or soliciting business in stock trading. They are allowed to work as an agency broker after having received proper clearance. Names on the restricted listed are notated by a flashing RA on the Quotron. The information on the list is not to be shared outside of the trading areas.

Related information about restricted list:
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  2. Banned / Restricted Lists for DCI-Sanctioned Magic: The Gathering ...
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  3. September 20, 2012, DCI Banned & Restricted List Announcement ...
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  4. What is the mlb restricted list
    The restricted list is a lot like the disabled list, but the conditions under which a player can be put on the restricted list are a lot different. For example, one doesn't ...
     
  5. What is restricted list? definition and meaning
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  6. [Retired Page] Disqualified / Totally Restricted List for Clinical ...
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  7. St. Louis Cardinals put reliever Brian Fuentes on restricted list - ESPN
    Aug 14, 2012 ... The St. Louis Cardinals have placed relief pitcher Brian Fuentes on the restricted list after the left-hander told the team he needed time off due ...
     
  8. Ryan Dempster to return from restricted list Monday | HardballTalk
    Aug 18, 2012 ... Ryan Dempster was placed on the restricted list yesterday after leaving the team for personal reasons, but it turns out that he will not require an ...