An SEC rule requiring disclosure by anyone acquiring a beneficial ownership of 5% or more of any equity security registered with the SEC. If the company is listed on an exchange, the form must be filed with the exchange, too.
Related information about Rule 13d:
- Rule 13D - Wikipedia, the free encyclopedia
Rule 13D is an SEC rule requiring disclosure by anyone acquiring a beneficial ownership of 5% or more of any equity security registered with the SEC.
- Compliance and Disclosure Interpretations: Exchange Act Sections ...
Nov 16, 2009 ... Rule 13d-1 — Filing of Schedules 13D and 13G ... Note that the provisions of Rule 13d-1(b)(2), which require certain beneficial owners of ...
- 17 CFR 240.13d-3 - Determination of beneficial owner. | LII / Legal ...
Apr 1, 2012 ... (ii) The pledgee is a person specified in Rule 13d-1(b)(ii), including persons meeting the conditions set forth in paragraph (G) thereof; and ...
- Regulation 13D (Rules 13d-1 to 13f-1)
Rule 13d-1 -- Filing of Schedules 13D and 13G. Rule 13d-2 -- Filing of Amendments to Schedules 13D or 13G. Rule 13d-3 -- Determination of Beneficial Owner ...
- What is Rule 13d? definition and meaning
Definition of Rule 13d: An SEC rule requiring disclosure by anyone acquiring a beneficial ownership of 5% or more of any equity security registered with the ...
- Schedule 13D Definition | Investopedia
A form that must be filed with the SEC under Rule 13D. ... Rule 13D requires the owner to also disclose any other person who has voting power or the power to ...
- Section 13(d): The Challenges of ''Group ... - Alston & Bird LLP
pursuant to Rule 13d-1 promulgated under the Exchange Act?2 ... Rule 13d—3 defines a beneficial owner as ”any person who, directly or indirectly, through any ...
- Rule 13d-1 - Weblogs at Harvard Law School
Jan 6, 2011 ... Rule 13d-1 – The Harvard Law School Forum on Corporate Governance and Financial Regulation - A law and economics blog from the ...