Federal legislation which gives the Securities and Exchange Commission the ability to assess civil penalties. If a broker is found guilty of violating a SEC rule, he or she may be charged a civil penalty depending on the severity of the violation.

Related information about Securities Enforcement Remedies and Penny Stock Reform Act of 1990:

1. S.647 - Library of Congress
   Latest Title: Securities Enforcement Remedies and Penny Stock Reform Act of 1990. Sponsor: Sen Dodd, Christopher J. [CT] (by request) (introduced 3/17/1989 ) ...
    
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   ... Section 21C of the Exchange Act which were part of the amendments affected by the Securities Enforcement Remedies and Penny Stock Reform Act of 1990.
    
6. What is Securities Enforcement Remedies And Penny Stock Reform ...
   Definition of Securities Enforcement Remedies And Penny Stock Reform Act of 1990: An amendment to the Securities Act of 1933 that expanded enforcement ...
    
7. Speech by SEC Commissioner: Remarks Before the SEC Speaks ...
   Mar 7, 2006 ... 2 Securities Enforcement Remedies and Penny Stock Reform Act of 1990, Pub. L . No. 101-429, 104 Stat. 931 (codified in scattered sections of ...
    
8. Securities Enforcement Remedies and Penny Stock Reform Act of ...
   Securities Enforcement Remedies and Penny Stock Reform Act of 1990. Top. Home > Library > Business & Finance > Finance and Investment Dictionary ...