The act which created the SEC, outlawed manipulative and abusive practices in the issuance of securities, required registration of stock exchanges, brokers, dealers, and listed securities, and required disclosure of certain financial information and insider trading.
Related information about Securities Exchange Act of 1934:
- Securities Exchange Act of 1934 - Securities and Exchange ...
2. Sec. 1. SECURITIES EXCHANGE ACT OF 1934. Sec. 20. Liability of Controlling Persons and Persons Who Aid and Abet Violations. Sec. 20A. Liability to ...
- The Laws That Govern the Securities Industry
Aug 30, 2012 ... Securities Act of 1933; Securities Exchange Act of 1934; Trust Indenture Act of 1939; Investment Company Act of 1940; Investment Advisers Act ...
- Securities Exchange Act of 1934 - Wikipedia, the free encyclopedia
The Securities Exchange Act of 1934 (also called the Exchange Act, '34 Act, or Act of '34) (Pub.L. 73-291, 48 Stat. 881, enacted June 6, 1934, codified at 15 ...
- Securities Exchange Act of 1934 | LII / Legal Information Institute
Securities Exchange Act of 1934 (Exchange Act). In contrast to the Securities Act, the Exchange Act primarily regulates transactions of securities in the ...
- Securities Exchange Act Of 1934 Definition | Investopedia
The Securities Exchange Act of 1934 was created to provide governance of securities transactions on the secondary market (after issue) and regulate the ...
- Securities Exchange Act of 1934 legal definition of Securities ...
Evidence of a corporation's debts or property. Securities are documents that merely represent an interest or a right in something else; they are not consumed or ...
- Overview of the Securities Exchange Act of 1934 - Hedge Fund Law ...
Oct 14, 2008 ... The Securities Exchange Act of 1934 (the “Exchange Act”) is a very important act for hedge fund managers. This act affects many aspects of the ...
- Exchange Act of 1934 - LexisNexis
For an explanation of the Act, see Sommer's Federal Securities Exchange Act of 1934, the Federal Securities Law Reporter, Loss and Seligman's Securities ...