The act of a broker trying to get a client or potential client to purchase securities not offered by the company that the broker works for. This practice is considered a violation of the securities contract that the broker has with the firm and may lead to termination.
Related information about selling away:
- Selling away - Wikipedia, the free encyclopedia
Selling away in the U.S. securities brokerage industry is the inappropriate practice of an investment professional (such as a registered representative, ...
- Selling Away Definition | Investopedia
When a broker solicits you to purchase securities not held or offered by the brokerage firm. As a general rule, such activities are a violation of securities ...
- 'Selling away' again a concern for regulators - InvestmentNews
Oct 2, 2011 ... Suddenly, selling away is again a big concern for regulators and law enforcement agencies. In recent months, former reps at several marquee ...
- Secondary Liability and “Selling Away” in Securities Cases
49. Secondary Liability and “Selling. Away” in Securities Cases. By Raymond W. Henney and Andrew J. Lievense. Introduction. Based on media accounts, there ...
- Selling Away - Financial Dictionary - The Free Dictionary
The act of a broker seeking to sell a client a security not offered by the brokerage. This is usually part of a private placement. Except in limited circumstances, ...
- The Beck Law Firm, LLC Blog: Broker-Dealer/RIA Selling Away ...
Aug 13, 2012 ... It seems I often tell folks that they get what they pay for. And I think that is especially true when it comes to legal services. But sometimes, you ...
- Selling Away - Sonn & Erez, PLC
Selling away happens when a broker sells a security that is not offered by the firm . The sale is usually not approved by or known about by the firm. In many cases ...
- Selling Away - New-orleans-lawyer.us
Reasonover & Olinde - New Orleans Securities Fraud Lawyer - Shreveport, Louisiana Securities Arbitration Attorney.