The license required in most states by the Uniform Securities Act which allows a person to act as an investment adviser.
Related information about series 65:
- Series 65 - Exam Prep | Investopedia
An exam administered by the Financial Industry Regulatory Authority (FINRA) ( previously the National Association of Securities Dealers (NASD)). Completion of ...
- Series 65 Definition | Investopedia
A securities license required by most U.S. states for individuals who act as investment advisors. The Series 65 exam, called the Uniform Investment Adviser Law ...
- Series 65 - Kaplan Financial Education
The best exam prep available for the FINRA Series 65 exam is available from Kaplan. We provide online or live classes for your Securities Licensing training.
- Series 65 Study Guide - NASAA
The Uniform Investment Adviser Law Examination and the available study outline were developed by NASAA. The examination, called the Series 65 exam, ...
- Series 65 Exam Frequently Asked Questions
These are the most often asked questions our students have asked us about the Series 65 license – and the general responses. Remember, though, you always ...
- Series 65 - Uniform Investment Adviser Law
Series 65 - Uniform Investment Adviser Law ... Series 65 Executive Package. Includes Self Study ... In Stock. Smart 65® and Series 65 Online Review Combo ...
- Series 63, Series 65 Or Series 66? - Forbes.com
Oct 6, 2008 ... When a person is preparing to enter the world of investment professionals, he or she must take--and pass--qualification examinations.
- Series 65 Exam - (RIA) Compliance Consultants
The following are frequently asked questions about the Series 65 examination. The answers to these questions are general in nature and do not include or ...