A rule that restricts company insiders from making short swing profits. The company and/or its other shareholders are entitled to recover the profits earned by the insider.
Related information about short swing rules:
- What is short swing rules? definition and meaning
Definition of short swing rules: A rule that restricts company insiders from making short swing profits. The company and/or its other shareholders are entitled to ...
- short-swing rules - Legal English Dictionary
rules that prohibit company insiders from making short swing profits Each ten percent holder is subject to the short-swing profit rule to the extent of their interest ...
- short swing rules
A regulation that restricts firm insiders from making short swing profits. The...
- Options in the Web 2.0 Bubble - 06/2011 - Wood LLP
She presumably could have been forced to marshal resources and argue about the. Section 16(b) short swing rules. The district court conceded that a suit under ...
- Hedge fund investment activities in Korea - Kim & Chang
company. Under the FCA, the short swing rules apply to transactions concerning not only equity-related securities of a company, but also to those concerning ...
- Investment Management Regulatory Update - Davis Polk & Wardwell
Apr 19, 2012 ... insider files a Section 16(a) disclosure report. The Section 16(b) short-swing rules effectively prohibit a private fund from short-term trading of an ...
- Insider Trading Guidelines
the transaction could result in liability to the Financial Insider under the short- swing rules of Section 16(b); or; sufficient advance notice had not been given to ...
- Insider Trading Guidelines - Accuride Corporation
the transaction could result in liability to the Financial Insider under the short- swing rules of Section 16(b); or; sufficient advance notice had not been given to ...