A list published by the National Securities Clearing Corporation (NSCC) of market settlement system failures, or fails, that meet certain failure criteria for at least five days. The SEC makes the threshold list, also known as the "Regulation SHO Threshold Security List", publicly accessible to protect potential investors.
Related information about threshold list:
- Regulation SHO Threshold Security List
Reg SHO Threshold List. REG SHO Overview. As defined in Rule 203(c)(6) of Regulation SHO, a “threshold security” is any equity security of any issuer that is ...
- Threshold List Definition | Investopedia
A daily public accounting of market settlement system failures (or 'fails') published by the National Securities Clearing Corporation in compliance with SEC ...
- NYSE Arca > Traders > Equities > Reg SHO > Threshold Securities
For the most recent NYSE Arca threshold list from 05/29/2009 to present, click here. The url to get historical Threshold Securities files without navigation is: ...
- Threshold Securities - New York Stock Exchange
Note: the Threshold List will not be generated on bank holidays when the Depository Trust & Clearing Corporation is closed but equity exchanges are open .
- Threshold Securities - NYSE - New York Stock Exchange
Note: the Threshold List will not be generated on bank holidays when the Depository Trust & Clearing Corporation is closed but equity exchanges are open .
- Threshold Securities - NYSE Arca - New York Stock Exchange
Note: The Threshold List will not be generated on bank holidays when the Depository Trust & Clearing Corporation is closed but equity exchanges are open .
- RegSHO.com - FAQ - Threshold Securities - Reasons Security on List
B. Reasons Why A Security May Appear on a Threshold List. A security's appearance on a threshold list does not necessarily mean that any improper activity ...
- Division of Market Regulation: Key Points About Regulation SHO
Apr 11, 2005 ... Each SRO includes such security on its daily threshold list until the aggregate fails level for the security falls below these levels for five ...