Notification issued by regulators at the Securities and Exchange Commission to companies alerting them to the fact that the company is currently under investigation for unethical behavior. The notice provides a complete list of issues that are currently under investigation and provides the company with the ability to dispute any issue outlined in the notice. If the company fails to respond and is found guilty, civil penalties may be assessed to the company.
Related information about Wells notice:
- Wells notice - Wikipedia, the free encyclopedia
A Wells notice is a letter that the U.S. Securities and Exchange Commission (SEC ) sends to people or firms when it is planning to bring an enforcement action ...
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