Exchange Currency

customer protection rule

An SEC rule requiring broker/dealers to establish separate reserve accounts into which customer credit balances are maintained, and prohibiting them from using customer balances to finance their own trading.

Related information about customer protection rule:
  1. What is customer protection rule? definition and meaning
    Definition of customer protection rule: An SEC rule requiring broker/dealers to establish separate reserve accounts into which customer credit balances are ...
     
  2. What is the Customer Protection Rule?
    Crafted by the Securities and Exchange Commission, the Customer Protection Rule is a regulation that requires all brokers and broker dealers to maintain the ...
     
  3. Final Rule - Securities and Exchange Commission
    Mar 17, 2003 ... On June 10, 2002, the Securities and Exchange Commission ("Commission") proposed amending its broker-dealer customer protection rule, ...
     
  4. SEC Customer Protection Rule 15c3-3 - Financial Markets World
    SEC Rule 15c3-3 Training Seminar, Customer Protection Rule, Securities Accounting, Brokerage Accounting.
     
  5. Interpretation of Customer Protection Rule, SEA Rule 15c3-3 - finra
    Withdrawn SEA Rule 15c3-3: Ability of a (k)(2)(ii) Broker/Dealer to Write Checks on Behalf of the Clearing Firm.
     
  6. The Customer Protection Rule - JStor
    tion Rule ("Customer Protection Rule").2 The Customer Protection Rule is an .... of the rule,8 the primary purpose of the Customer Protection Rule is to ensure ...
     
  7. Rule 15c3-3 The Customer Protection Rule – Virtual - Financial ...
    The Customer Protection Rule (Rule 15c3-3) and the Reserve Formula computation form the core of protecting customer assets that reside in US broker dealers.
     
  8. SEC Reopens Comment Period for Proposed Amendments to ...
    May 8, 2012 ... Amendments to the Customer Protection Rule. PAB Accounts. Under Rule 15c3- 3 under the Exchange Act (the “Customer Protection Rule”), ...