The exam for the Series 7 license. Everyone wanting to become a registered representative has to pass this exam in order to demonstrate adequate understanding of the securities industry. The test was developed by the NYSE and is administered by the NASD.
Related information about General Securities Representative Examination:
- Series 7 Exam - Wikipedia, the free encyclopedia
In the United States, all individuals seeking to become a stockbroker must take the General Securities Representative Exam, commonly referred to as the Series ...
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Mar 26, 2008... take the Series 7 examination—formally known as the General Securities Representative Examination. Individuals who pass the Series 7 are ...
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Outline Page 2. CONTENTS. INTRODUCTION ……………………………………… …………………………………………………………………….……3 ...
- What is General Securities Representative Examination? definition ...
Definition of General Securities Representative Examination: The exam for the Series 7 license. Everyone wanting to become a registered representative has to ...
- “NEW” Series 7 Content Outline………… - Kaplan Financial Education
Sep 9, 2011 ... By Mark Sanchirico, Senior Editor. FINRA has published and made available to member firms the new Series 7 (General Securities ...
- Print - FINRA - Rules and Regulations
(1) Each person associated with a member who is included within the definition of a Representative in Rule 1031, shall be required to register with the ...
- Print - FINRA - Rules and Regulations
/01 Research Analysts Qualifications Research Analyst candidates shall qualify by taking the Research Analyst Qualification Examination (“Series 86/87”).
- 115.3 - : Texas Administrative Code
(C) Series 7--General Securities Representative Examination. (3) In lieu of an examination on general securities principles, the Securities Commissioner ...