1. A trader who holds a position that exceeds the reporting level set by the Commodity Futures Trading Commission or the exchange, and therefore must turn in daily trading reports detailing their trading activity.
2. A trader who conducts a large or above-average volume of trades.
Related information about large trader:
- SEC Adopts Large Trader Reporting Regime
Jul 26, 2011 ... Large traders will provide this number to their broker-dealers, who will be required to maintain transaction records for each large trader and ...
- Final Rule: Large Trader Reporting - Securities and Exchange ...
Jul 27, 2011 ... broker-dealers report large trader transaction information to the ... The large trader reporting requirements are designed to provide the ...
- Large Trader Reporting
Apr 23, 2012 ... Action: Buy- and sell-side firms should begin, if not have already done so, the process of obtaining a Large Trader ID via Form 13 H on EDGAR ...
- SEC Adopts Large Trader Reporting Requirements
Aug 1, 2011 ... The final large trader reporting rule modified the SEC's original proposal to ... Rule 13h-1 defines “large trader” as a person who “directly or ...
- SEC Large Trader Rule - Davis Polk & Wardwell
Oct 5, 2011 ... The SEC's new Large Trader Reporting Rule1 should be reviewed by ... require a corporation or individual to register as a “large trader.
- Large Trader Reporting FAQs - Shearman & Sterling
Nov 9, 2011 ... “Large Trader” is generally defined as a person, including a firm or ... When aggregating transactions, the Large Trader should determine ...
- Are You a Large Trader? Better Check, Starting Today
Nov 21, 2011 ... The SEC s large trader reporting rule takes effect today. If you meet its definition, you have 10 days to file Form 13H and get assigned an ...
- SEC Adopts Rule Requiring Large Trader Reporting | WilmerHale
On July 27, 2011, the Commission adopted, with certain modifications, proposed Rule 13h-1 under the Securities Exchange Act of 1934, the "large trader ...