Exchange Currency

large trader

1. A trader who holds a position that exceeds the reporting level set by the Commodity Futures Trading Commission or the exchange, and therefore must turn in daily trading reports detailing their trading activity. 2. A trader who conducts a large or above-average volume of trades.

Related information about large trader:
  1. SEC Adopts Large Trader Reporting Regime
    Jul 26, 2011 ... Large traders will provide this number to their broker-dealers, who will be required to maintain transaction records for each large trader and ...
     
  2. Final Rule: Large Trader Reporting - Securities and Exchange ...
    Jul 27, 2011 ... broker-dealers report large trader transaction information to the ... The large trader reporting requirements are designed to provide the ...
     
  3. Large Trader Reporting
    Apr 23, 2012 ... Action: Buy- and sell-side firms should begin, if not have already done so, the process of obtaining a Large Trader ID via Form 13 H on EDGAR ...
     
  4. SEC Adopts Large Trader Reporting Requirements
    Aug 1, 2011 ... The final large trader reporting rule modified the SEC's original proposal to ... Rule 13h-1 defines “large trader” as a person who “directly or ...
     
  5. SEC Large Trader Rule - Davis Polk & Wardwell
    Oct 5, 2011 ... The SEC's new Large Trader Reporting Rule1 should be reviewed by ... require a corporation or individual to register as a “large trader.
     
  6. Large Trader Reporting FAQs - Shearman & Sterling
    Nov 9, 2011 ... “Large Trader” is generally defined as a person, including a firm or ... When aggregating transactions, the Large Trader should determine ...
     
  7. Are You a Large Trader? Better Check, Starting Today
    Nov 21, 2011 ... The SEC s large trader reporting rule takes effect today. If you meet its definition, you have 10 days to file Form 13H and get assigned an ...
     
  8. SEC Adopts Rule Requiring Large Trader Reporting | WilmerHale
    On July 27, 2011, the Commission adopted, with certain modifications, proposed Rule 13h-1 under the Securities Exchange Act of 1934, the "large trader ...