A securities trade executed by a broker/dealer for its own account rather than the account of a client.
Related information about principal trade:
- Principal trade - Wikipedia, the free encyclopedia
A principal trade occurs when a brokerage house buys securities on the secondary market with the express strategy to hold long enough for a price appreciation.
- The Nitty-Gritty Of Executing A Trade
Feb 22, 2010 ... This reporting may be, for ensuring regulations and safeguarding clients, the most important action of a principal trade. The Securities and ...
- What is the difference between an agency and principal trade
During this transaction the firm does not own the security itself. A principal trade is when a firm buys or sells securities from their own account. Anytime the firm is ...
- What is principal trade? definition and meaning
Definition of principal trade: A securities trade executed by a broker/dealer for its own account rather than the account of a client.
- Principal Trade - Financial Dictionary - The Free Dictionary
principal trade. Also found in: Wikipedia, 0.01 sec. principal trade. A securities transaction in which the executing brokers are trading from inventory and are thus ...
- principal trade - Business Definition
principal trade definition: A securities transaction in which the executing brokers are trading from inventory and are thus acting as dealers....
- 19 USC § 2901 - Overall and principal trade negotiating objectives ...
(b) Principal trade negotiating objectives. (1) Dispute settlement. The principal negotiating objectives of the United States with respect to dispute settlement are — ...
- United Kingdom - ICAP Securities Matched Principal Trade - ICAP.com
United Kingdom - ICAP Securities Matched Principal Trade Confirmation. ICAP Securities Limited is authorised and regulated by the Financial Services Authority ...