An employee of a brokerage firm who observes and regulates options exposure and activity in client accounts. A registered options principal must complete the NASD Series 4 exam in order to demonstrate sufficient knowledge of options and options trading.
Related information about registered options principal:
- Registered Options Principal (ROP) Definition | Investopedia
An employee at a brokerage firm that is responsible for supervising options' exposure and the trading activities on options within client accounts. The ROP acts ...
- Registered Options Principal Qualification Examination - Test ... - finra
The Registered Options Principal (ROP) Qualification Examination is ... referred to as SROs) for a candidate who will function as a Registered Options Principal.
- Series 4 Exam - Registered Options Principal Products
The options exchanges, NYSE and FINRA (NASD) require this test for people who will supervise the day-to-day activities of representatives who conduct ...
- 08-28 SEC Approves Amendments to Eliminate the
Effective June 23, 2008, the requirement for separate designations of Senior Registered Options Principal and Compliance Registered Options Principal is ...
- What is registered options principal? definition and meaning
Definition of registered options principal: An employee of a brokerage firm who observes and regulates options exposure and activity in client accounts.
- Series 4 - Registered Options Principal
Need CE and Pre-licensing? Continuing Education Pre-licensing. FPA Institutional Member $50 VISA. Series 4 - Registered Options Principal. Exam Details ...
- Registered Options Principal - What does ROP stand for? Acronyms ...
Acronym, Definition. ROP, Regional Occupational Program. ROP, Retinopathy Of Prematurity. ROP, Run Of Paper (printing). ROP, Roper Industries, Inc. (stock ...
- Registered Options Principal - ROP: Definition from Answers.com
run of paper (ROP) Newspaper publisher's option to place advertisements anywhere in the newspaper that space allows, at the sole discretion of the publisher.