Exchange Currency

registered options principal

An employee of a brokerage firm who observes and regulates options exposure and activity in client accounts. A registered options principal must complete the NASD Series 4 exam in order to demonstrate sufficient knowledge of options and options trading.

Related information about registered options principal:
  1. Registered Options Principal (ROP) Definition | Investopedia
    An employee at a brokerage firm that is responsible for supervising options' exposure and the trading activities on options within client accounts. The ROP acts ...
     
  2. Registered Options Principal Qualification Examination - Test ... - finra
    The Registered Options Principal (ROP) Qualification Examination is ... referred to as SROs) for a candidate who will function as a Registered Options Principal.
     
  3. Series 4 Exam - Registered Options Principal Products
    The options exchanges, NYSE and FINRA (NASD) require this test for people who will supervise the day-to-day activities of representatives who conduct ...
     
  4. 08-28 SEC Approves Amendments to Eliminate the
    Effective June 23, 2008, the requirement for separate designations of Senior Registered Options Principal and Compliance Registered Options Principal is ...
     
  5. What is registered options principal? definition and meaning
    Definition of registered options principal: An employee of a brokerage firm who observes and regulates options exposure and activity in client accounts.
     
  6. Series 4 - Registered Options Principal
    Need CE and Pre-licensing? Continuing Education Pre-licensing. FPA Institutional Member $50 VISA. Series 4 - Registered Options Principal. Exam Details ...
     
  7. Registered Options Principal - What does ROP stand for? Acronyms ...
    Acronym, Definition. ROP, Regional Occupational Program. ROP, Retinopathy Of Prematurity. ROP, Run Of Paper (printing). ROP, Roper Industries, Inc. (stock ...
     
  8. Registered Options Principal - ROP: Definition from Answers.com
    run of paper (ROP) Newspaper publisher's option to place advertisements anywhere in the newspaper that space allows, at the sole discretion of the publisher.