An individual who is licensed to sell securities and has the legal power of an agent, having passed the Series 7 and Series 63 examinations. Usually works for a brokerage licensed by the SEC, NYSE, and NASD. also called account executive.
Related information about Registered Representative:
- Registered representative (securities) - Wikipedia, the free ...
A registered representative, also called a general securities representative, a stockbroker, or an account executive, is an individual who is licensed to sell ...
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A person who works for a brokerage company that is licensed by the Securities and Exchange Commission (SEC) and acts as an account executive for clients ...
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FINRA welcomes you to your new career as a FINRA member firm registered representative. This brochure—tailored for prospective and currently employed ...
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- registered representative - The Free Dictionary
Noun, 1. registered representative - someone in charge of a client's account for an advertising agency or brokerage or other service business. account executive ...
- Registered Representative - Financial Dictionary - The Free Dictionary
A person registered with the CFTC who is employed by and solicits business for a commission house or futures commission merchant.
- What is Registered Representative? definition and meaning
Definition of Registered Representative: An individual who is licensed to sell securities and has the legal power of an agent, having passed the Series 7 and ...
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Series 7 General Securities Registered Representative Exam is a New York Stock ... This is the most comprehensive of the registered representative exams.