Exchange Currency

rule 2790

A rule passed by the NASD in 2004 which sets restrictions on the individuals who can participate in Initial Public Offering trades. The primary restrictions and regulations are on members of the NASD and other similar individuals.

Related information about rule 2790:
  1. NASD Rule 2790 Definition | Investopedia
    A ruling passed by the National Association of Dealers (NASD), a self-regulating organization, prohibiting certain individuals from performing trades in hot-issue ...
     
  2. New NASD Rule 2790 Revises Restrictions on the Purchases and ...
    The Securities and Exchange Commission has approved a new rule proposed by the National Association of Securities Dealers, Inc. (the “NASD”) that replaces ...
     
  3. Notice to Members 2003 - FINRA
    SEC Approves New Rule 2790 (Restrictions on the Purchase and Sale of IPOs of Equity Securities); Replaces Free-Riding and Withholding Interpretation; ...
     
  4. (“NASD”) Rule 2790 — the “New Issue” Rule - Shartsis Friese LLP
    Rule 2790 will replace NASD Interpretive Material ... The NASD said that it will publish a Notice to Members announcing new Rule 2790 within sixty days after ...
     
  5. What is rule 2790? definition and meaning
    Definition of rule 2790: A rule passed by the NASD in 2004 which sets restrictions on the individuals who can participate in Initial Public Offering trades.
     
  6. Rule 2790 Revisited – The Long Reach of the NASD - White & Case
    Rule 2790 Revisited – The Long Reach of the NASD September 7, 2004. Hedgeco.net. On October 24, 2003, the U.S. Securities and Exchange Commission ...
     
  7. Rel. No. 34-52209 - Securities and Exchange Commission
    Aug 4, 2005 ... the definition of “new issue” under NASD Rule 2790. ... The proposals would amend subparagraph (i)(9) of NASD Rule 2790 to exclude ...
     
  8. Perkins Coie - News / Publications - Recent NASD Rule 2790 ...
    Recent NASD Rule 2790 Restricts the Purchase and Sale of Securities from Initial Public Offerings by Members. Update. 04.20.2004. While the Securities and ...